End-to-end support in the development of robust compliance policies, programs, registers, and procedures, ensuring full alignment with ASIC's expectations. Establish a robust foundation that shields your business from regulatory and reputational risk and embeds a culture of integrity across your firm.

Provision of experienced Responsible Managers and establishment of Compliance Committees to meet AFSL obligations and strengthen governance.

Design and implementation of AML/CTF programs and KYC procedures aligned with AUSTRAC requirements and ASIC regulatory guides.

Continuous advisory, monitoring, and updates to ensure your business stays compliant as regulations evolve.

Development of scalable operating models and procedures tailored to funds management businesses.

Objective, independent assessments of your compliance framework to identify gaps and strengthen controls.

Assistance with the application for the Capital Markets Services (CMS) Licence in Singapore, facilitating your business expansion into the region. For licensed entities, we also provide ongoing regulatory advisory, risk management, and tailored operational support solutions. See more details.

As a Tranche 2 entity, including legal, accounting, real estate, and professional service firms, you face complex, new Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) obligations commencing from July 1, 2026. We offer end-to-end advisory services to simplify your compliance roadmap, from confirming your specific designated services to developing a fully tailored AML/CTF framework. Partner with us now to ensure a smooth and cost-effective transition, mitigate regulatory risk, and embed a fit-for-purpose compliance culture before the mandatory deadlines. See more details.